書名: Justice and
Punishment: The Rationale of Coercion
作者: Matt Matravers
(Author)
出版社: Oxford University
Press, USA (October 5, 2000)
語言: English
ISBN-10:
0198295731
ISBN-13:
978-0198295730
電子書格式:DOC (Word 文檔)
Book
Description
He asked a very simple question: Why, and by what
right, do some people lock up, torment, exile, flog, and kill others, while
they are themselves just like those they torment, flog, and kill? And in answer
he got deliberations as to whether human beings had free will or not; whether
or not signs of criminality could be detected by measuring the skull; what part
heredity played in crime; whether immorality could be inherited; and what
madness is, what degeneration is, and what temperament is; how climate, food,
ignorance, imitativeness, hypnotism, or passion affect crime; what society is,
what its duties are—and so on . . . but there was no answer on the chief point:
By what right do some people punish others?
This book attempts to answer the challenge of
showing that morality is not a confidence trick or a fetish. It does so by
arguing that moral norms are those that rational, self‐interested people could accept. The problem is
approached by asking by what right some people punish others, and by comparing
recent developments in theories of distributive and retributive justice. The
first part of the book considers retributive, utilitarian, and mixed theories
of punishment. In the second part, recent theories of distributive justice,
especially those of Rawls and Gauthier, are examined. It is argued that these
theories cannot give an adequate account of punishment. In the final part, an
argument is offered for a genuinely constructivist account of
morality—constructivist in that it rejects any idea of objective, mind‐independent moral values and seeks instead to
construct morality from non‐moral
human concerns; genuinely constructivist in that, in contrast to Rawls, it does
not take as a premise the equal moral worth of persons. The conclusion is that
a genuine constructivism will show the need for, and justification of,
punishment as intrinsic to morality itself.
Contents
Introduction
1 Consequentialism
2 Retributivism I: Fair Play Theory
3 Retributivism II: Resentment, Guilt, and Censure
4 The Scope of Impartial Justice
5 Impartial Justice, Motivation, and Punishment
6 Justice as Mutual Advantage
7 Self‐Interest and the Commitment to Morality
8 A Constructivist Theory of Moral Norms
9 The Moral Community, Justified Coercion, and Punishment
About the Author
Matt Matravers is at the Department of Politics at
University of York.
Matt
Matravers
He
asked a very simple question: 'Why, and by what right, do some people lock up,
torment, exile, flog, and kill others, while they are themselves just like
those they torment, flog, and kill?' And in answer he got deliberations as to
whether human beings had free will or not; whether or not signs of criminality
could be detected by measuring the skull; what part heredity played in crime;
whether immorality could be inherited; and what madness is, what degeneration
is, and what temperament is; how climate, food, ignorance, imitativeness,
hypnotism, or passion affect crime; what society is, what its duties are—and so
on . . . but there was no answer on the chief point: 'By what right do some
people punish others?
(L.
Tolstoy, Resurrection) 1
1
Quoted from Pincoffs 1966: epigraph. It is also quoted in Duff 1986: 187.
The
aim of this book is to answer Tolstoy's question: why and by what right, do
some people punish others? This is not a new question. The problem of
punishment is one of the most enduring in political theory. Whilst other
topics—political obligation, power, democracy, and the like—go in and out of
fashion, there is a seemingly constant and substantial stream of contributions
to the discussion of punishment. 2
2
For useful summaries of the contemporary state of punishment theory see Duff
and Garland 1994; Duff 1996.
The
result is that penal philosophy can now reasonably make a claim to being a
separate sub-discipline of moral and political philosophy and, indeed, it has
been treated as such. In part, my argument is that this separation of
punishment theory from the wider concerns of moral and political philosophy is
damaging to both. For a theory of punishment to be adequate, it must be rooted
in a broader moral theory, and that broader moral theory will, I believe, be
constructivist.
An
advantage of this approach is that it explains a puzzle. Political theory has
been dominated over the last three decades or so by the topic of justice.
However, recent theories of justice have for the most part concentrated on
distributive justice and have excluded retributive or corrective justice.
Indeed, the term 'justice' as used in the literature has almost come to be
end
p.1
synonymous
with 'distributive justice'. Yet the right to punish, and the role of punishment
in understanding the state and political legitimacy, was once taken to be
central in political philosophy. 3
3
Michael Davis makes the strange claim that before the latter half of the 18th
century punishment was of little or no concern to political and moral
theorists. He writes, in support of the idea that punishment theory is
independent of political theory, that 'Hobbes was unusual in giving it [the
topic of punishment] two chapters of Leviathan. Most political philosophers
(for example, Locke in The Second Treatise or Rousseau in The Social Contract)
said much less, and what they said was perfunctory' (Davis 1989, 321). In this
he is surely mistaken. Locke grants man in the state of nature (only) 'two
Powers', one of which is 'the power to punish the Crimes committed against
[the] Law [of Nature]' (Locke 1988: ii, § 128), and it is this power—or
right—that is given up to the political association and thus forms the basis of
the State. Indeed, Locke defines political power to be 'a Right of making Laws
with Penalties of Death, and consequently all less Penalties, for the
Regulating and Preserving of Property' (Locke 1988: ii, § 3). Rousseau is less
explicit in placing punishment at the centre of his concerns but, in the famous
opening paragraphs of The Social Contract, it is clear that what is to be 'made
legitimate' is the 'chains' on people, which are backed up by the threat of
force.
The
question then arises, why has distributive justice become separated from
retributive justice?
My
argument is that this separation has occurred because contemporary theories of
justice cannot explain the relationship of justice and morality more broadly
conceived. As it is this relationship which a theory of punishment needs to
explain, it is in examining the problem of punishment that the limitations of
contemporary theories of justice are most starkly exposed. Moreover, those
limitations are not confined to the response of contemporary theories of
justice to the problem of punishment, but are such as to undermine also the
accounts of justice. Put bluntly, the argument pursued here is that it is
through the discussion of punishment that the inadequacies of contemporary
theories of justice are demonstrated and it is therefore through the discussion
of punishment that those inadequacies can be rectified.
The
claim that punishment theory needs a wider moral context is controversial. The
first part of this Introduction begins the defence of this claim (a defence
that is completed by the rest of the book). The second, describes the argument
that follows from its being true.
For
some, the thought that the question of punishment is 'relatively independent'
(cf. Davis 1989) of moral and political theory more broadly is encouraged by
what appears most obviously problematic about punishment. This is that
punishing someone involves doing to her things that would normally be in
violation of her rights. As one commentary puts it, 'it is usually wrong to
lock people up, to take their money without return, or put them to death' (Duff
and Garland 1994: 2; cf. Knowles 1999: 29).
end
p.2
Given
this, it might be taken that the central questions for the penal philosopher
are, 'when it is appropriate to do such things?'; 'to whom should they be
done?'; and 'in what quantities?' However, this is to miss an important point.
Punishment follows from the contravention of a rule that has attached to it a
provision that those who contravene the rule will be liable to punishment.
Before asking whom, under what conditions, and how much, what is needed is, as
Stanley Benn puts it, 'to ask what can justify punishment in general'. That is,
'to ask why we should have the sorts of rules that provide those who contravene
them should be made to suffer: and this is different from asking for a
justification of a particular application of them in punishing an individual'
(Benn 1958: 326; cf. Hart 1959).
To
give a very rough picture: three distinct sets of questions can be discerned:
(i) questions about the rules and their foundations, scope, and authority; (ii)
questions about what justifies the threat that those who contravene the rules
under certain conditions will be liable to punishment; (iii) questions about
what justifies the particular application of the threatened sanctions.
For
those about whom Tolstoy complains, the primary enquiry of punishment theory is
into (iii). For what is at stake in questions of skull size, heredity, and
passion is whether the conditions for liability are met in full by some
particular offender. Similarly, consider the following example offered by the
Oxford philosopher John Mabbott:
I
was myself for some time the disciplinary officer of a college whose rules
included a rule compelling attendance at chapel. Many of those who broke this
rule broke it on principle. I punished them. I certainly did not want to reform
them; I respected their characters and their views. I certainly did not want to
drive others into chapel through fear of penalties. Nor did I think there had
been a wrong done which merited retribution. I wished I could have believed
that I would have done the same myself. My position was clear. They had broken
a rule; they knew it and I knew it. Nothing more was needed to make punishment
proper. (Mabbott 1939: 42)
Mabbott
clearly distinguishes between the rule and the threat of a penalty attached to
the breach of that rule. He clearly believes the rule compelling attendance at
chapel to be unjustified, but that is for him not relevant to the question of
the justification of punishment, which he takes to be the question, 'under what
circumstances is the punishment of some particular person justified and why?'
(Mabbott 1939: 39). As is clear, Mabbott believes that the punishment of a
person is justified by that person having culpably broken a (correctly
instituted) rule. The punishment falls on that
end
p.3
particular
person because it is he who has broken the rule. Presumably having established
that a given student did not attend chapel the only question for Mabbott is
whether the student was culpable in so doing. This is surely insufficient.
Although Mabbott's account might be taken to be a comment on the proper
application of punishment—if Mabbott had always pardoned one favourite offender
whilst punishing all the others he would have done something unjustifiable—it cannot
seriously be taken to be a justification of punishment in the sense in which
such a justification is required.
However,
it might be thought that whilst an adequate theory of punishment must do more
than address (iii), penal philosophy can nevertheless limit its enquiry to (ii)
and (iii), but need not engage with those questions grouped under (i). It might
be argued, for example, that the content, source, and nature of the rules that
govern a community is a matter for political and moral philosophy. Assuming
that some set of rules can be justified then it is a reasonable assumption that
it would be a good thing, other things being equal, to reduce the incidence of
rule breaking. Preventing, or diminishing the number of acts of rule breaking
provides the rationale for appending to the rules the threat of sanctions, and
penal philosophy concerns the subsequent questions that arise about that
threat. Alternatively, it might be thought that whatever the source, nature,
and authority of the rules the failure to abide by them on the part of the
offender calls for some response. This response may be one of condemnation; or
it may be best captured in the language of 'cancelling' or 'annulling' the act
of the offender; or in the claim that justice needs to be restored to the
relations of the offender and her community.
These
two examples of how punishment theory might be thought to be relatively
independent gesture towards the traditional way of conceiving of the
'punishment debate': that is, as a debate between consequentialism and
retributivism. It is doubtful that this picture was ever accurate and it
certainly now fails to capture the subtle and sophisticated ways in which
punishment theory has developed. 4
4
So much so that the labels 'consequentialist' and 'retributive' are of
increasingly little use as the theories that they are meant to group together
have become so diverse.
However,
one reason for the continuing resonance of the consequentialist versus
retributive presentation of the problem of punishment is undoubtedly that each
position seems to contain something that is essential. Another is that neither
retributivism nor utilitarianism need, at first sight, to address those
questions grouped under (i). My argument is that neither can, in fact, escape
this requirement, but before considering that it is worth commenting briefly on
what it is of importance that is captured by each position.
end
p.4
Retributivism,
in looking to the past act of the offender, connects the punishment of the
offender to what it is that he has done and thus captures two important
intuitions: that punishment is justified if (and only if) it is deserved—if it
is 'of an offender for an offence'—and that the amount of punishment imposed
ought to be in some way proportional to the wrong done. Yet, retributivism is
also a strange doctrine. It no doubt appeals to a strong intuition that 'the
guilty deserve to suffer', but it contradicts another, that 'two wrongs do not
make a right'. Moreover, retributivists do not seem to be able to explain why
the guilty deserve to suffer, and when asked to do so they often do no more
than restate this basic proposition in different, and often 'mystical' terms
(Lacey 1987: 410; Chapters 2 and 3 below). The consequentialist argument that
if it were certain that punishment yielded absolutely no benefit in either
social or individual terms it would be wrong to continue to punish is, for
many, quite compelling. 5
5
Although not, of course, for Kant who notoriously writes that even on the point
of the dissolution of society 'the last murderer remaining in prison would
first have to be executed' (see Kant 1991: § 333, 142).
For
their part, utilitarian justifications of punishment capture the idea that one
purpose of having rules that threaten sanctions against those who contravene
them is to reduce the incidence of prohibited acts. In addition, as with all
consequentialist arguments, utilitarian theories of punishment appeal to two
further intuitions: that human well-being matters and that moral rules ought to
be evaluated in light of their effect on human well-being (Kymlicka 1990: 11;
Chapter 1 below). Where consequentialist theories seem to fail our intuitions
is in being entirely forward looking. Taking into account only future
consequences appears to ignore the importance of the past act. Furthermore,
because of its concern for aggregate human well-being, utilitarianism appears
to be blind to distributive concerns. It is unjust to punish an offender's
family even if doing so would deter future offending and, thus, bring great
gains in aggregate human well-being (Chapter 1 below).
The
insights captured by retributivism centre on who should be punished (those who
deserve it) and on the quantum of punishment that may justifiably be imposed
(that which is in proportion to desert). The problems associated with the
account stem from the question of why punish at all. Consequentialism,
conversely, appears best to address the question of what justifies having a
system of punishment, and its difficulties emerge when considering the
distributive questions of whom and how much to punish. One well-established way
of responding to these features of the debate is to separate what Hart calls
the question of the general justifying
end
p.5
aim
of punishment from the question of its distribution (Hart 1959: 4; see also
Benn 1958; Clark 1997). This allows the combining of consequentialist and retributive
approaches in a 'mixed theory', the most common form of which takes the answers
to the distributive questions ('Whom?' and 'How much?') to be side constraints
on a utilitarian understanding of the general justifying aim of punishment (see
Benn 1958; Hart 1959; Clark 1997). 6
6
For one example of an argument that the right to punish is derived from
retributivism, but the quantity from consequentialist considerations, see
Bradley 1927: 27: 'Having once the right to punish, we may modify the punishment
according to the useful and the pleasant; but these are external to the matter,
they can not give us a right to punish, and nothing can do that but criminal
desert. This is not a subject to waste words over: if the fact of the vulgar
view is not palpable to the reader, we have no hope, and no wish, to make it
so.'
Whether
such a mixed theory can be successful is a question taken up later, the crucial
test being whether the theory can successfully integrate its consequentialist
and retributive (or other distributive) components. What is of interest here is
whether such mixed theory can sustain the claim of relative independence.
On
the usual understanding of mixed theory—a preventive rationale for the general
justifying aim of punishment constrained by retributive distributive
principles—the argument remains in the domains of questions (ii) and (iii). The
argument begins not with the nature, scope, authority, etc. of the rules, but
with the need to prevent breaches of those rules (the pursuit of that preventive
aim being constrained by distributive concerns). However, despite its very
widespread use, Hart's formula contains an ambiguity remarked upon at least as
early as 1961. 'It is important to notice', Armstrong argues,
that
the moral justification of a practice is not the same thing as its general
point or purpose, except in the eyes of those who have travelled so far down
the utilitarian road that they never question the means if the end is
desirable. . . . An act or practice may have a very sound point indeed and
still lack moral justification . . . . There is an ambiguity in a phrase like
'The general justifying aim of punishment', between why we do it, and why it is
morally permissible—if it is—for us to do it. (Armstrong 1969: 141; cf. Dolinko
1991: 541) 7
7
In addition to arguing that Hart's formula of 'the general justifying aim of
punishment' is ambiguous, Dolinko claims the separation of the distributive
question of 'whom to punish' from the question of the moral permissibility of
the practice of punishment to be 'preposterous' for 'to split off . . . the
question of who may be punished . . . suggests that we can decide what
punishment is and why we engage in it without knowing who is supposed to
receive punishment'. As Dolinko correctly notes, Hart surreptitiously builds
the answer to the distributive question into 'the supposedly separate
"definition" of punishment' as 'of an actual or supposed offender for
an offence" (all quotations from Dolinko 1991: 541).
end
p.6
What
Armstrong points towards is the claim that punishment theory must concern
itself with the morality of attaching the threat of sanctions to rules (as well
the morality of imposing those sanctions on particular people). And whilst it
seems plausible to think that the point of threatening sanctions must have
something to do with preventing offending (see Chapter 3 below), that is not
the same as arguing that preventing offending through the threat and imposing
of sanctions is morally permissible.
Nevertheless,
it might still be argued that the question of the moral permissibility of
attaching threats to rules can be addressed without the need to consider
questions concerning the rules themselves. The argument that this is not so is,
in a sense, presented throughout this book. However, that it is not so is
surely plausible. That what informs the moral justification, rather than
practical rationale, of attaching the threat of penalties to rules is only that
such penalties reduce the incidence of rule breaking is implausible. The argument
must be more complex and part of the complexity can only be unravelled by
considering the rules to which those threats are to be attached and the agents
to whom they are to apply. Addressing the question of why it is a good thing to
prevent the breaking of some rules would seem to require addressing the
question of what is the nature and content of those rules.
Even
were prevention the major component of a moral justification of punishment,
questions would still arise as to who ought, or has the authority, to threaten
such sanctions. In addition, whether it is morally permissible to prevent
offending by threat of sanctions, even where that threat is made by a
legitimate authority, is, in part, a matter of whether it is morally
permissible to alter the behaviour of agents by threatening them. In turn, this
question raises the issues of the relationship of prudential and moral reason
and of their relationship to agency.
The
case is perhaps even clearer when it comes to the retributive claims that some
action in contravention of some rule calls for a response, an annulment or
cancellation, or other corrective to right the wrong committed. If these claims
are to be made meaningful the strategy must be to link them with the wrongdoing
in the offending act. Retributivism, if it is not to be either circular and
mystical or irrelevant to the moral justification of punishment must show that
such responses are morally permissible (or obligatory) by a correct
understanding of what is morally owed to responsible agents or by such an
understanding of the nature of the rules.
The
claim that a moral justification of punishment needs to give an integrated
account of questions (i) and (ii), just as it does for (ii) and (iii), is
plausible. In the first three chapters that follow the claim is substantiated.
end
p.7
It
is argued that existing approaches to the theory of punishment have failed
successfully to justify punishment either because they have not taken seriously
the need to integrate the account of punishment and a broader moral theory or
because the moral theory on which they do rely is itself inadequate. Chapter 1
examines the utilitarian account of punishment. Utilitarians, of course, have
available a complete moral theory: an account of the rules, of what considerations
determine whether those rules should have a threat of sanctions attached to
them, and of when the use of those sanctions is morally permitted. Treated as a
straightforward teleological theory in which first the good is identified and
then the basic moral command is to do that which will maximize that good,
utilitarianism can be quickly dispensed with. It makes little sense to claim
that there is a moral obligation owed to states of affairs. Treated more
seriously as a way of giving content to the demand that equal respect is shown
to individuals, utilitarianism is a much more attractive theory than is
commonly recognized. However, the counting of all wants in a social decision
function raises a problem of external preferences that ultimately undermines
the account. The utilitarian account of punishment fails because it relies on a
utilitarian moral theory that is ultimately indefensible.
Chapters
2 and 3 focus on retributive theories. Retributivism looks initially to be the
most plausible candidate for being an independent account of punishment,
focusing as it does on the idea that, in some sense or other, culpable
offenders deserve punishment. Chapter 2 examines what is arguably the most
important retributive school of recent years, which ties punishment to the
restoring of a just balance of benefits and burdens between law-abiding
citizens and free-riders. Chapter 3 looks at expressive and communicative
retributive accounts. In all these cases the argument is that in order to
maintain the relative independence of punishment theory and the claim that
punishment is to be understood as deserved by the past act of the offender,
retributive theorists separate the understanding of the wrong done in the
offence from the wrong to which punishment responds. Such a strategy is
untenable. Moreover, insofar as they surreptitiously appeal, or need to appeal,
to an understanding of the rules to which the threat of penal sanctions are to
be attached, what they provide is inadequate.
Given
that the argument of the first three chapters is that much punishment theory
does not succeed because it fails to take sufficiently seriously the need to
integrate a justifying account of punishment with a larger political and moral
theory, the next chapters look to contemporary accounts of justice to provide
such a theory. It is here that the puzzle referred to above
end
p.8
appears.
Although concerned with the topic of justice, recent work on distributive
justice by Rawls and his followers has very little to say about punishment theory
and penal justice. The argument pursued in Chapters 4 and 5 is that this is
because theories of justice, at least those that can be classed as
'impartialist', cannot adequately explain the relationship of justice to
morality more widely. In Chapter 4, it is argued that such theories, if they
are to give an adequate account of the public domain, must appeal to
considerations that fall outside the narrow confines of an impartialist account
of distributive justice. However, if they do so appeal then they must give up
the claim of impartiality. Chapter 5 focuses on the structure of impartialist
theories and brings to the fore a distinction between faux and genuine
constructivism that underpins the remainder of the book. Faux constructivists
do not, as the name suggests, attempt to construct moral norms, but rather use
the techniques of constructivism to explicate the demands made by an initial
assumption of the fundamental equality of persons. The result is that the
demands of justice, or of morality, appear to the agent as alien restrictions
on the pursuit of his good. Although faux constructivists attempt to fill the
'gap' that they open up between the agent's personal perspective and the
demands of morality they cannot adequately do so. The result is that the threat
of sanctions is needed to attempt to fill this gap. Such threats must be
attached to existing moral rules and the justification for so doing must appeal
to one or other of the theories discredited in Chapters 1-3. The problem with
the account of punishment lies with the faux nature of the constructivism
adopted by these theorists.
Given
the identification of the problem as lying in the separation of the demands of
morality and the agent's self-interest, the argument turns to an attempt to
ground moral reasons in prudential ones; to the genuine constructivism of David
Gauthier. Gauthier sets out to show that there are rationally compelling
reasons for a non-tuist rational agent to adopt the constraints of morality.
However, in Chapter 6 it is argued that he does not succeed. Given the
resources that he has available to him, Gauthier cannot show that the rational
non-tuist has reason to treat moral norms as anything but instrumentally useful
to the pursuit of his narrow self-interest. Obedience to those norms is thus a
matter of prudential calculation and this is inadequate. A theory of morality
must be able to explain moral norms' 'imperatival force' (Charvet 1995: 1): the
authority that such norms have over the pursuit of narrow self-interest. Gauthier
closes the gap between morality and self-interest only by dissolving the former
into the latter.
However,
in recent work Gauthier has suggested that meeting the demands of
constructivism may not require constructing morality from
end
p.9
concerns
quite as narrow as those that he allowed himself in his 1986 book, Morals by
Agreement. This idea is pursued in the development of a genuine constructivist
account of morality in Chapters 7 and 8.
The
central claim of these chapters is that the closing of the gap between
self-interest and morality does not require that morality can be shown to be
rationally compelling even to the egoist. There are no rationally compelling
reasons to be moral. However, if the constructivist enterprise begins with an
already social agent, standing back from her commitments, asking whether she
has reason to endorse the priority of moral reasons, then there surely are
reasons that can be given to show that such a commitment to morality is not a
mistake or a confidence trick. The commitment to morality must be a commitment
that goes beyond what is dictated by reason, but that is not to say that reason
is impotent. The argument of Chapters 7 and 8 is that there are important and
substantial reasons to be moral that can be understood from the perspective of
self-interest. These reasons are not decisive, but are sufficient to meet the
challenge that morality is a fraud, a mistake, or a confidence trick.
The
constructivist theory sketched in these chapters ties together self-interest
and morality, not by reducing the former to the latter nor by surreptitiously
appealing to faux constructivist assumptions. It claims that morality must be
understood as the product of a commitment by agents to recognize the
imperatival force of moral norms. Such a commitment is only possible where each
agent understands his good as best pursued together with others in a community
regulated by such norms. Of course, this commitment can only be reasonable when
it is made together with others. To commit oneself to the authority of moral
norms in circumstances in which one is surrounded by those who would exploit
and free-ride on that commitment would be nonsensical. In such circumstances,
morality is indeed a confidence trick, which the agent would do better to avoid.
Given
this understanding of morality and of the moral community, the argument is that
the will to commit to morality also commits the agent to renouncing free-riding
(understanding moral norms as merely of instrumental value in the pursuit of
one's narrow self-interest). Social norms that govern co-operation can only be
understood as moral in conditions in which agents are secure and know that the
commitment to morality will not lead to their being taken advantage of. Moral
norms are, thus, necessarily coercive, for the commitment of those participants
in the moral community to the authority of moral norms is also a commitment to
coerce those who would jeopardize the moral project by free-riding. Thus, the
account of morality integrates the coercive threat of sanctions and the
end
p.10
broader
moral theory. It does so only because it is able to close the gap between the
personal perspective and the demands of moral reasons. Rather than being alien
constraints on the pursuit of self-interest (as they are in faux constructivist
theory) or being 'evils' from which the rational self-interested being 'would
be free' (as they are in Gauthier's account), the agent commits himself,
together with others, to understand and to pursue his good through the demands
of moral reasons. What is achieved is the integration of rules of justice,
coercion, and morality in a single, genuinely constructivist account.
Although
the place of coercion is central to the argument of Chapters 7 and 8, the
answer to Tolstoy's question is not complete until Chapter 9. In understanding
morality as a product of a commitment, the theory must allow that some will
reject that commitment and the idea of moral cooperation. Such people stand in
no moral relation to others and, thus, although they may be coerced and
suffering may be inflicted upon them, this cannot be done in the name of
punishment. Rather, these people stand in a state of nature relationship to the
moral community. However, those who do make the commitment to morality will, of
course, need to be assured that by doing so they do not make themselves
vulnerable. In integrating self-interest and morality the account does not
obliterate the demands of narrow self-interest and, given that agents will
sometimes give in to temptation and behave immorally, an account is needed of
the coercion and punishment of those members of the moral community who do not
renounce their commitment, but sometimes fail to abide by its demands. Chapter
9 develops such an account. There I argue that in constructing the norms of
co-operation, the contracting parties in this constructivist theory would adopt
an understanding of punishment which is coercive, which threatens hard
treatment, but which is also both communicative and educative.
In
short, the strategy pursued in this book is to examine the problem of
punishment both for itself and for what it reveals about contemporary theories
of justice and of morality. That some such theories cannot give an adequate
account of punishment is evidence, or so it is claimed, of deeper flaws in
their accounts. Avoiding these flaws ought, therefore, to provide not merely an
account of morality, but also an adequate account of punishment. Chapters 1-3
reveal what is needed in an account of punishment. Chapters 4-6 reveal why it
is that contemporary theories of justice cannot provide what is needed.
Chapters 7-9 attempt to develop a theory that meets the demands of an account
of punishment and through this the attempt is made to develop a more adequate
moral theory.
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